Expert CAT consulting and development

(no, not the cuddly fuzzball with claws)

The FINRA Consolidated Audit Trail (CAT) is a big beast. A really big beast: it takes a continuously growing, intricately woven 447+ page technical spec sheet to lay everything out. It’s a daunting task to say the least for all industry members, even those with simple order flow.

The pack has your back! We have the technical background and experience to keep the compliance wolves at bay, and we work closely with Command Line Compliance to further ensure reporting accuracy.

Our clients in this sector range from small firms with just a couple of vendors to firms with over 15 vendors. We help with all phases of CAT development and reporting; this includes answering the occasional question, help with repairs and corrections, or even contributing components directly to the client’s codebase so they can spend more time on the updates that they care about.

For additional FINRA CAT resources, you are more than welcome to check out our publicly available cheat sheets.